Cambridge Investment Research Advisors

Tim Hayes AWMA®, CRPS®, AIF®, CFS® Boston & Dartmouth, MA

Documents for Investment Advisor Clients: ADV Parts 1 & 2  must be provided to you before you become an investment advisor client. Please take the time to download and review.

Investment Advisor Clients

  • ADV Part 1 – Part 1 requires information about the investment adviser’s business, ownership, clients, employees, business practices, affiliations, and any disciplinary events of the adviser or its employees.

Cambridge Investment Research Advisors current ADV Part 1, (PDF)

  • ADV Part 2- Part 2 requires investment advisers to prepare narrative brochures written in plain English that contain information:
    • such as the types of advisory services offered
    • the adviser’s fee schedule
    • disciplinary information, conflicts of interest, and the educational and business background of management and key advisory personnel of the adviser.

Cambridge Investment Research Advisors Form ADV Disclosure Brochures ADV Part 2A (PDF)

Financial Advisor Tim Hayes

Tim Hayes

Investment Advisor Representative